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CISG-online number
5781
Case name
New York State Dept. of Health v. Rusi Technology Co., Ltd.
Jurisdiction
USA
Court
Supreme Court of the State of New York, Albany County
Judge
Richard M. Platkin (Sole judge)
Date of decision
25 January 2022
Case nr./docket nr.
907022-21
Claimant 1
Name
Rusi Technology Company, Limited
Place of business
Hong Kong SAR (China)
Role in transaction
Seller
Respondent 1
Name
New York State Department of Health
Place of business
USA
Role in transaction
Buyer
Seller 1
Name
Rusi Technology Company, Limited
Place of business
Hong Kong SAR (China)
Buyer 1
Name
New York State Department of Health
Place of business
USA
Role in trade
Public health authority
Category of goods
54: Medicinal and pharmaceutical products
Goods as per contract
2,000,000 KN-95 masks
Price
9'600'000.00 USD (U.S. Dollar)
CISG applicable
yes, Art. 1(1)(a)
CISG applied
yes, in assessing whether the parties reached an agreement on an arbitration clause
Key CISG provisions interpreted and applied
Art. 6; Art. 8(1); Art. 8(2)
Key CISG provisions applied
Art. 8(3)
Relevant CISG provisions not cited
Art. 14(1)
Non-provision-specific issues addressed
Formation of party agreement on dispute resolution clause; Incorporation of standard terms into CISG contracts
This decision cites the following other CISG-online cases 8
Ningbo Yang Voyage Textiles Co., Ltd v. Sault Trading
U.S. District Court for the Eastern District of New York
USA, 18 October 2019 – 18-CV-1961 (ARR) (ST), CISG-online 4643
Nucap Industries, Inc. v. Robert Bosch LLC
U.S. District Court for the Northern District of Illinois
USA, 31 March 2017 – 15 C 2207, CISG-online 2827
ThyssenKrupp Metallurgical Prods. GmbH v. Energy Coal, S.p.A.
Supreme Court of the State of New York, New York County
USA, 14 October 2015 – 653938/14, CISG-online 2793
Allied Dynamics Corp. v. Kennametal, Inc.
U.S. District Court for the Eastern District of New York
USA, 05 August 2014 – 12-CV-5904 (JFB)(AKT), CISG-online 2950
Microgem Corp., Inc. v. Homecast Co., Ltd.
U.S. District Court for the Southern District of New York
USA, 27 April 2012 – 10-Civ-3330 (RJS), CISG-online 3184
Hanwha Corp. v. Cedar Petrochemicals, Inc.
U.S. District Court for the Southern District of New York
USA, 18 January 2011 – 09 Civ. 10559 (AKH), CISG-online 2178
Asante Technologies, Inc. v. PMC-Sierra, Inc.
U.S. District Court for the Northern District of California
USA, 30 July 2001 – C 01-20230 JW, CISG-online 616
MCC-Marble Ceramic Center, Inc. v. Ceramica Nuova D'Agostino S.p.A.
U.S. Court of Appeals (11th Circuit)
USA, 29 June 1998 – 97-4250, CISG-online 342
Editorial remark
by Ulrich G. Schroeter

The present decision was rendered upon an application by a U.S. buyer (the New York State Department of Health), who requested the Court to permanently stay a pending CIETAC arbitration that had been initiated by the seller (Rusi Technology Co., Ltd.; place of business: Hong Kong, China). In deciding the matter and eventually granting the requested stay, the Court addressed two interesting points:

First, the Court (in para. 17 of the decision) declared the CISG to be applicable, because "[b]oth the United States and China have adopted the Convention" (see Art. 1(1)(a) CISG). In doing so, it seemingly accorded no relevance to the fact that the seller was based in the Hong Kong Special Administrative Region of China, and that the status of Hong Kong under the CISG in March 2020 (when the parties' sales contract was concluded; see Art. 100 CISG) has been the subject of diverging views in both international CISG case law and in legal writings.

Second, the Court had to determine whether the parties had agreed on a CIETAC arbitration clause (paras. 23–28 of the decision). This was challenging because the parties in essence had concluded a contract in two language versions which contradicted each other in various points: The version in Chinese chose Chinese law (excluding the CISG) and CIETAC arbitration, stating that the Chinese text shall prevail in the event of any conflict between the language versions. By contrast, the English version chose New York law (not excluding the CISG) and ICC arbitration in New York, stating that the English text shall prevail in the event of any discrepancies between the two versions. The Court interpreted the agreement applying Art. 8(1), (2) and (3) CISG and concluded that CIETAC arbitration had not been agreed upon between the parties.

Decision published in 3
2022 NY Slip Op 50041(U),
2022 Westlaw (WL) 245454 [ – in English]
Internationales Handelsrecht (IHR) (2022), 119–122 [Text (excerpt) – in English]
Comments on this decision 3
Johannes Landbrecht, 'Anti-arbitration injunctions durch US-Gerichte; Anwendung des CISG auf Schiedsvereinbarungen; Auslegung mehrsprachiger Vertragsurkunden', 22(3) Internationales Handelsrecht (IHR) (2022), 119–122 [– in German]
César Pires, 'O papel da vontade na CISG', in: Maria João Antunes & Alexandre de Soveral Martins (eds.), Comemorações dos 100 Anos das Regras de Haia/Commemorating 100 Years of the Hague Rules, Volume I, Coimbra: Instituto Jurídico, Faculdade de Direito da Universidade de Coimbra (2022), 99–128, at 107 [– in Portuguese]  
Ulrich G. Schroeter, Internationales UN-Kaufrecht, 7th ed., Tübingen: Mohr Siebeck (2022), at no. 271 [– in German]
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